Compliance2AML team has worked on trading floors and as Heads of Compliance in the Financial
services sector. We have deep experience in implementing and working with organisations to align their
first line of defence supervisory controls with post-trade monitoring work undertaken by compliance.
Our experience means that we are able to tailor solutions to meet the needs of each client, such that
the business has robust, but proportionate controls in line with the commercial activities they
undertake.
Compliance2AML team has built conduct frameworks from inception and worked in first line of defence
roles as well as in-house compliance and risk and a consulting capacity within the Financial services
sector. We tailor our solutions to meet the needs of each client, considering their product range,
customer demographics, approach to distribution and scale of business undertaken.
